Filing Details
- Accession Number:
- 0001493152-16-009652
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-11 18:36:26
- Reporting Period:
- 2016-05-09
- Filing Date:
- 2016-05-11
- Accepted Time:
- 2016-05-11 18:36:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1299139 | Tearlab Corp | TEAR | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1242177 | Md L Richard Lindstrom | 9980 Huennekens St., Ste 100 San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-05-09 | 133,332 | $0.00 | 147,780 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | Acquisiton | 2016-05-09 | 66,666 | $0.00 | 66,666 | $1.13 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
66,666 | 2021-05-09 | No | 4 | P | Direct |
Footnotes
- The reported securities are included within 133,332 Class A Units of TEAR, purchased by the reporting person for $0.75 per Unit. Each Unit consists of one share of common stock and a warrant to purchase 0.5 shares of common stock at an exercise price of $1.125 per full share of common stock.
- The warrant will be exercisable from the later of (i) stockholder approval to increase the authorized number of shares of common stock of TEAR, and (ii) 12 months from the date of issuance and will expire five years from the date on which such warrant becomes exercisable.