Home > Insider Trading > Filing (0001001250-16-000172)

Filing Details

Accession Number:: 0001001250-16-000172
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-05-11 18:03:34
Reporting Period:: 2016-05-09

Filing Date:: 2016-05-11
Accepted Time:: 2016-05-11 18:03:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1001250	Estee Lauder Companies Inc	EL	Perfumes, Cosmetics & Other Toilet Preparations (2844)	112408943

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1008092	Lal Family Partners Lp	C/O The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153		No	No	Yes	No
1008093	Lal Family Corp	C/O The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2016-05-09	500,000	$0.00	500,000	No	4	C	Direct
Class A Common Stock	Disposition	2016-05-09	172,600	$93.80	327,400	No	4	S	Direct
Class A Common Stock	Disposition	2016-05-09	27,400	$94.51	300,000	No	4	S	Direct
Class A Common Stock	Disposition	2016-05-10	139,033	$94.44	160,967	No	4	S	Direct
Class A Common Stock	Disposition	2016-05-10	60,967	$95.33	100,000	No	4	S	Direct
Class A Common Stock	Disposition	2016-05-11	100,000	$94.83	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2016-05-09	500,000	$0.00	500,000	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
90,159,684			No	4	C	Direct

Footnotes

LAL Family Partners L.P. ("LALFP") converted shares of Class B Common Stock into an equal number of shares of Class A Common Stock.
There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock may be converted immediately on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
Owned directly by LALFP.
The sole general partner of LALFP is LAL Family Corporation ("LALFC"). LALFC indirectly beneficially owns all shares of Class A and Class B Common Stock owned by LALFP.
Sold by LALFP.
The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by such Reporting Person at each separate price within the range.
Sales prices range from $93.36 to $94.35 per share, inclusive.
Sales prices range from $94.37 to $94.68 per share, inclusive.
Sales prices range from $94.17 to $95.16 per share, inclusive.
Sales prices range from $95.17 to $95.56 per share, inclusive.
Sales prices range from $94.38 to $95.15 per share, inclusive.