Filing Details
- Accession Number:
- 0001127602-16-051831
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-11 17:56:42
- Reporting Period:
- 2016-05-09
- Filing Date:
- 2016-05-11
- Accepted Time:
- 2016-05-11 17:56:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1456877 | John Culver | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | Group Pres, Cap, Channel Dev | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-05-09 | 20,214 | $15.39 | 334,982 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-05-09 | 125,316 | $21.82 | 460,298 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-05-09 | 145,530 | $56.71 | 314,768 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2016-05-09 | 20,214 | $0.00 | 20,214 | $15.39 |
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2016-05-09 | 125,316 | $0.00 | 125,316 | $21.82 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-11-15 | No | 4 | M | Direct | |
0 | 2021-11-14 | No | 4 | M | Direct |
Footnotes
- Includes 37 shares purchased on December 31, 2015 and 305 shares purchased on March 31, 2016, pursuant to the Starbucks Corporation Employee Stock Purchase Plan.
- This transaction was executed in multiple trades at prices ranging from $56.50 to $56.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option, representing the right to buy a total of 167,194 shares, became exercisable in one increment of 41,800 shares on November 15, 2011 and three increments of 41,798 shares each on November 15, 2012, November 15, 2013 and November 15, 2014.
- The option, representing the right to buy a total of 125,316 shares, became exercisable in two increments of 31,330 shares each on November 14, 2012 and November 14, 2013 and two increments of 31,328 shares each on November 14, 2014 and November 14, 2015.