Home > Insider Trading > Filing (0001465740-16-000150)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1465740	Two Harbors Investment Corp.	TWO	Real Estate Investment Trusts (6798)	270312904

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1474897	Thomas Siering	Two Harbors Investment Corp. 590 Madison Avenue, 36Th Floor New York NY 10022	Ceo & President	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Acquisiton	2016-05-10	5,000	$8.37	858,553	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	544,362	Indirect	By grantor retained annuity trust

Footnotes

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.3699 to $8.3785, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).
Does not include 544,362 shares reported on this Form 4 as indirectly owned by the reporting person through the Thomas E. Siering 2016 Grantor Annuity Trust I, for which the reporting person is the sole trustee and annuitant. These shares were previously reported by the reporting person as directly owned prior to their contribution to the Trust.