Filing Details
- Accession Number:
- 0001209191-16-119158
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-11 16:45:22
- Reporting Period:
- 2016-05-09
- Filing Date:
- 2016-05-11
- Accepted Time:
- 2016-05-11 16:45:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
887733 | Central Garden & Pet Co | CENT | Wholesale-Miscellaneous Nondurable Goods (5190) | 680275553 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1650256 | Howard Machek | C/O Central Garden &Amp; Pet Company 1340 Treat Boulevard, Suite 600 Walnut Creek CA 94597 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-05-09 | 3,200 | $9.26 | 27,438 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2016-05-09 | 2,186 | $18.82 | 25,252 | No | 4 | F | Direct | |
Class A Common Stock | Acquisiton | 2016-05-09 | 9,000 | $9.54 | 34,252 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2016-05-09 | 6,231 | $18.82 | 28,021 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2016-05-09 | 6,000 | $18.75 | 22,021 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to buy) | Disposition | 2016-05-09 | 3,200 | $0.00 | 3,200 | $9.26 |
Class A Common Stock | Stock Option (Right to buy) | Disposition | 2016-05-09 | 9,000 | $0.00 | 9,000 | $9.54 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-04-13 | No | 4 | M | Direct | |
9,000 | 2018-03-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Units - Class A Common Stock | 1,462 | Indirect | By 401(k) Plan |
Footnotes
- Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
- The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
- Options were granted on April 13, 2011. The 4,000 shares of Class A Common Stock did not vest.
- Options were granted on March 26, 2012 and all shares of Class A Common Stock are vested and exercisable.