Filing Details
- Accession Number:
- 0001493152-16-009634
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-11 16:21:53
- Reporting Period:
- 2016-05-10
- Filing Date:
- 2016-05-11
- Accepted Time:
- 2016-05-11 16:21:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
946454 | Ballantyne Strong Inc. | BTN | Photographic Equipment & Supplies (3861) | 470587703 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1619991 | Kyle Cerminara | 13710 Fnb Parkway, Suite 400 Omaha, NE 68154 | Ceo And Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-05-10 | 3,000 | $4.68 | 104,834 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-05-10 | 125 | $4.63 | 11,220 | No | 4 | P | Indirect | By Spouse |
Common Stock | Acquisiton | 2016-05-10 | 70 | $4.67 | 1,120 | No | 4 | P | Indirect | By Minor Children |
Common Stock | Acquisiton | 2016-05-10 | 100 | $4.63 | 1,220 | No | 4 | P | Indirect | By Minor Children |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By Spouse |
No | 4 | P | Indirect | By Minor Children |
No | 4 | P | Indirect | By Minor Children |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,288,048 | Indirect | Fundamental Global |
Footnotes
- The reported price is a weighted-average price. The shares were purchased in multiple transactions at prices ranging from $4.675 to $4.6795, inclusive. The reporting person undertakes to provide to any security holder of Ballantyne Strong, Inc. (the "Company"), the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this Form 4.
- Includes 30,000 Restricted Stock Units ("RSUs") granted under the Company's 2010 Long-Term Incentive Plan on November 22, 2015 and 6,651 RSUs granted under the Company's 2014 Non-Employee Directors' Restricted Stock Plan.
- Held by the Fundamental Global entities. Due to his positions with Fundamental Global Investors, LLC and other Fundamental Global entities, Mr. Cerminara may be deemed to be a beneficial owner of Common Stock held by Fundamental Global. Mr. Cerminara disclaims any beneficial ownership of the shares referenced to herein except to the extent of his pecuniary interest therein.