Filing Details

Accession Number:
0001493152-16-009634
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-11 16:21:53
Reporting Period:
2016-05-10
Filing Date:
2016-05-11
Accepted Time:
2016-05-11 16:21:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
946454 Ballantyne Strong Inc. BTN Photographic Equipment & Supplies (3861) 470587703
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1619991 Kyle Cerminara 13710 Fnb Parkway,
Suite 400
Omaha, NE 68154
Ceo And Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-10 3,000 $4.68 104,834 No 4 P Direct
Common Stock Acquisiton 2016-05-10 125 $4.63 11,220 No 4 P Indirect By Spouse
Common Stock Acquisiton 2016-05-10 70 $4.67 1,120 No 4 P Indirect By Minor Children
Common Stock Acquisiton 2016-05-10 100 $4.63 1,220 No 4 P Indirect By Minor Children
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect By Spouse
No 4 P Indirect By Minor Children
No 4 P Indirect By Minor Children
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,288,048 Indirect Fundamental Global
Footnotes
  1. The reported price is a weighted-average price. The shares were purchased in multiple transactions at prices ranging from $4.675 to $4.6795, inclusive. The reporting person undertakes to provide to any security holder of Ballantyne Strong, Inc. (the "Company"), the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this Form 4.
  2. Includes 30,000 Restricted Stock Units ("RSUs") granted under the Company's 2010 Long-Term Incentive Plan on November 22, 2015 and 6,651 RSUs granted under the Company's 2014 Non-Employee Directors' Restricted Stock Plan.
  3. Held by the Fundamental Global entities. Due to his positions with Fundamental Global Investors, LLC and other Fundamental Global entities, Mr. Cerminara may be deemed to be a beneficial owner of Common Stock held by Fundamental Global. Mr. Cerminara disclaims any beneficial ownership of the shares referenced to herein except to the extent of his pecuniary interest therein.