Filing Details
- Accession Number:
- 0001225208-16-033131
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-11 16:11:55
- Reporting Period:
- 2016-05-09
- Filing Date:
- 2016-05-11
- Accepted Time:
- 2016-05-11 16:11:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1133421 | Northrop Grumman Corp | NOC | Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) | 800640649 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1484625 | A Gloria Flach | 2980 Fairview Park Drive Falls Church VA 22042 | Cvp & Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-05-09 | 34,424 | $63.22 | 118,252 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-05-09 | 29,832 | $54.46 | 148,084 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-05-09 | 18,907 | $214.30 | 129,177 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2016-05-09 | 22,509 | $214.30 | 106,668 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2016-05-09 | 29,666 | $213.95 | 77,002 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-10 | 11,421 | $215.77 | 65,581 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right-to-buy) | Disposition | 2016-05-09 | 34,424 | $63.22 | 34,424 | $63.22 |
| Common Stock | Stock Option (Right-to-buy) | Disposition | 2016-05-09 | 29,832 | $54.46 | 29,832 | $54.46 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-02-15 | No | 4 | M | Direct | |
| 0 | 2017-02-16 | No | 4 | M | Direct |
Footnotes
- Shares surrendered to issuer in payment of exercise price and tax liability in connection with stock option exercise in accordance with Rule 16b-3(e).
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Represents the weighted average sale price of $213.95 rounded to the nearest hundredth. The highest price at which the shares were sold was $214.66 and the lowest price at which the shares were sold was $212.95. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
- Represents the weighted average sale price of $215.77 rounded to the nearest hundredth. The highest price at which the shares were sold was $216.52 and the lowest price at which the shares were sold was $214.72. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
- The option is fully exercisable.
Billionaire Hedge Funds
