Filing Details

Accession Number:
0001144204-16-100805
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-11 15:21:20
Reporting Period:
2011-05-20
Filing Date:
2016-05-11
Accepted Time:
2016-05-11 15:21:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1099290 Hongli Clean Energy Technologies Corp. CETC Steel Works, Blast Furnaces & Rolling Mills (Coke Ovens) (3312) 593404233
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1481946 Jianhua Lv Kuanggong Road And Tiyu Road 10Th Floor
Chengshi Xinyongshe,Tiyu Rd, Xinhua Dist
Pingdingshan, Henan Province F4 467000
President, Ceo And Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-05-20 604,738 $6.00 604,738 No 4 P Direct
Common Stock Acquisiton 2011-05-20 649,339 $6.00 1,254,077 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,694,091 Indirect By Honour Express Limited
Footnotes
  1. These shares are held directly by Honour Express Limited ("Honour Express"). Honour Express Limited, a British Virgin Islands international business company ("Honour Express"). On October 7, 2014, Mr. Lv exercised his option pursuant to a certain Incentive Option Agreement to acquire 100% of the outstanding shares of Honour Express, which directly owns 6,694,091 shares of the Issuer's common stock, and became the sole shareholder of Honour Express. In such capacity, he is deemed to have voting and dispositive power over the shares held directly by Honour Express.