Filing Details
- Accession Number:
- 0001144204-16-100805
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-11 15:21:20
- Reporting Period:
- 2011-05-20
- Filing Date:
- 2016-05-11
- Accepted Time:
- 2016-05-11 15:21:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1099290 | Hongli Clean Energy Technologies Corp. | CETC | Steel Works, Blast Furnaces & Rolling Mills (Coke Ovens) (3312) | 593404233 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1481946 | Jianhua Lv | Kuanggong Road And Tiyu Road 10Th Floor Chengshi Xinyongshe,Tiyu Rd, Xinhua Dist Pingdingshan, Henan Province F4 467000 | President, Ceo And Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-20 | 604,738 | $6.00 | 604,738 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-05-20 | 649,339 | $6.00 | 1,254,077 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,694,091 | Indirect | By Honour Express Limited |
Footnotes
- These shares are held directly by Honour Express Limited ("Honour Express"). Honour Express Limited, a British Virgin Islands international business company ("Honour Express"). On October 7, 2014, Mr. Lv exercised his option pursuant to a certain Incentive Option Agreement to acquire 100% of the outstanding shares of Honour Express, which directly owns 6,694,091 shares of the Issuer's common stock, and became the sole shareholder of Honour Express. In such capacity, he is deemed to have voting and dispositive power over the shares held directly by Honour Express.