Filing Details
- Accession Number:
- 0001499807-16-000173
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-10 16:49:37
- Reporting Period:
- 2016-05-07
- Filing Date:
- 2016-05-10
- Accepted Time:
- 2016-05-10 16:49:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1499807 | K2M Group Holdings Inc. | KTWO | Surgical & Medical Instruments & Apparatus (3841) | 272977810 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1605499 | S Gregory Cole | C/O K2M Group Holdings, Inc. 600 Hope Parkway Se Leesburg VA 20175 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-05-07 | 5,075 | $0.00 | 14,359 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-05-07 | 1,702 | $11.45 | 12,657 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2016-05-07 | 5,075 | $0.00 | 5,075 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,076 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit converted into shares of common stock on a one-for-one basis.
- Includes shares of common stock acquired under the issuer's employee stock purchase plan.
- Reflects shares sold to cover the reporting person's tax liability in connection with the vesting of restricted stock units.
- The price in Column 4 is a weighted average. The prices actually received ranged from $11.42 to $11.4823. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- On May 7, 2014, the reporting person was granted 15,226 restricted stock units, vesting in three substantially equal annual installments on May 7, 2015, May 7, 2016 and May 7, 2017.