Filing Details

Accession Number:
0001499807-16-000173
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-10 16:49:37
Reporting Period:
2016-05-07
Filing Date:
2016-05-10
Accepted Time:
2016-05-10 16:49:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1499807 K2M Group Holdings Inc. KTWO Surgical & Medical Instruments & Apparatus (3841) 272977810
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1605499 S Gregory Cole C/O K2M Group Holdings, Inc.
600 Hope Parkway Se
Leesburg VA 20175
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-07 5,075 $0.00 14,359 No 4 M Direct
Common Stock Disposition 2016-05-07 1,702 $11.45 12,657 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2016-05-07 5,075 $0.00 5,075 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,076 No 4 M Direct
Footnotes
  1. Each restricted stock unit converted into shares of common stock on a one-for-one basis.
  2. Includes shares of common stock acquired under the issuer's employee stock purchase plan.
  3. Reflects shares sold to cover the reporting person's tax liability in connection with the vesting of restricted stock units.
  4. The price in Column 4 is a weighted average. The prices actually received ranged from $11.42 to $11.4823. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  5. On May 7, 2014, the reporting person was granted 15,226 restricted stock units, vesting in three substantially equal annual installments on May 7, 2015, May 7, 2016 and May 7, 2017.