Filing Details
- Accession Number:
- 0001288123-16-000067
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-05-10 09:49:59
- Reporting Period:
- 2016-05-06
- Filing Date:
- 2016-05-10
- Accepted Time:
- 2016-05-10 09:49:59
- Original Submission Date:
- 2016-05-10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1098972 | Agenus Inc | AGEN | () | 4/A |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 935679 | H Garo Armen | 3 Forbes Road Lexington MA 02421 | Chairman & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-05-06 | 50,000 | $3.08 | 1,346,026 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2016-05-09 | 50,000 | $3.28 | 1,396,026 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- Form 4/A filed to correct an incorrect transaction date previously reported.
- This Form 4 reports the purchase, by Dr. Armen, of 100,000 shares of Agenus Inc. common stock. Of the 100,000 shares purchased by Dr. Armen and reported herein, 19,576 shares were matchable under Section 16(b) of the Securities Exchange Act of 1934 with Dr. Armen's sale of an equivalent number of shares of Agenus common stock at a weighted average price of $4.5715 per share on December 29, 2015. Dr. Armen has paid to Agenus, as of May 9, 2016, $27,714.24, representing the full amount of the profit realized in connection with the short-swing transaction.
Billionaire Hedge Funds
