Filing Details
- Accession Number:
- 0001104659-16-119356
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-09 18:33:57
- Reporting Period:
- 2016-05-05
- Filing Date:
- 2016-05-09
- Accepted Time:
- 2016-05-09 18:33:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1549922 | Summit Midstream Partners Lp | SMLP | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1456360 | Energy Capital Partners Ii, Lp | 51 John F. Kennedy Parkway Suite 1250 Short Hills NJ 07078 | No | No | Yes | No | |
1456364 | Energy Capital Partners Ii-A, Lp | 51 John F. Kennedy Parkway Suite 1250 Short Hills NJ 07078 | No | No | Yes | No | |
1532708 | Energy Capital Partners Ii (Summit Co-Invest), Lp | 51 John F. Kennedy Parkway Suite 1250 Short Hills NJ 07078 | No | No | Yes | No | |
1558915 | Energy Capital Partners Ii, Llc | 51 John F. Kennedy Parkway Suite 1250 Short Hills NJ 07078 | Yes | No | Yes | No | |
1558920 | Energy Capital Partners Ii-B Ip, Lp | 51 John F. Kennedy Parkway Suite 1250 Short Hills NJ 07078 | No | No | Yes | No | |
1558930 | Energy Capital Partners Ii-C (Summit Ip), Lp | 51 John F. Kennedy Parkway Suite 1250 Short Hills NJ 07078 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Units (Limited Partner Interests) | Acquisiton | 2016-05-05 | 37,600 | $20.36 | 5,632,040 | No | 4 | P | Indirect | BY: SMLP HOLDINGS, LLC |
Common Units (Limited Partner Interests) | Acquisiton | 2016-05-06 | 8,207 | $20.76 | 5,640,247 | No | 4 | P | Indirect | BY: SMLP HOLDINGS, LLC |
Common Units (Limited Partner Interests) | Acquisiton | 2016-05-06 | 2,200 | $20.98 | 5,642,447 | No | 4 | P | Indirect | BY: SMLP HOLDINGS, LLC |
Common Units (Limited Partner Interests) | Acquisiton | 2016-05-09 | 11,800 | $20.58 | 5,654,247 | No | 4 | P | Indirect | BY: SMLP HOLDINGS, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | BY: SMLP HOLDINGS, LLC |
No | 4 | P | Indirect | BY: SMLP HOLDINGS, LLC |
No | 4 | P | Indirect | BY: SMLP HOLDINGS, LLC |
No | 4 | P | Indirect | BY: SMLP HOLDINGS, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Units (Limited Partner Interests) | 29,703,421 | Indirect | BY: SUMMIT MIDSTREAM PARTNERS HOLDINGS, LLC |
Common Units (Limited Partner Interests) | 151,160 | Indirect | BY: SUMMIT MIDSTREAM PARTNERS, LLC |
Footnotes
- Units were purchased pursuant to a 10b5-1 plan entered into on December 15, 2015.
- The price reported in Column 4 is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common units purchased at each separate price within the ranges set forth in footnotes 3, 5 and 6.
- These common units were purchased in multiple transactions ranging from $20.10 to $20.50, inclusive.
- Energy Capital Partners II, LP ("ECP II") and certain of its parallel funds (collectively, the "SMLP Holdings Owners") collectively hold all of the membership interests in SMLP Holdings, LLC(''SMLP Holdings''). Energy Capital Partners II, LLC (''ECP'') indirectly controls the SMLP Holdings Owners. Accordingly, ECP and the SMLP Holdings Owners may be deemed to indirectly beneficially own the 5,654,247 common units held by SMLP Holdings but disclaim beneficial ownership except to the extent of their pecuniary interest therein.
- These common units were purchased in multiple transactions ranging from $19.95 to $20.94, inclusive.
- These common units were purchased in multiple transactions ranging from $20.95 to $21.00, inclusive.
- These common units were purchased in multiple transactions ranging from $20.28 to $21.00, inclusive.
- ECP indirectly controls ECP II, Energy Capital Partners II-A, LP (''ECP II-A''), Energy Capital Partners II-B IP, LP (''ECP II-B''), Energy Capital Partners II-C (Summit IP), LP (''ECP II-C'') and Energy Capital Partners II (Summit Co-Invest), LP ("ECP Summit Co-Invest" and together with ECP II, ECP II-A, ECP II-B and ECP II-C, the ''ECP Funds''), which collectively hold more than a majority of the membership interests in Summit Midstream Partners, LLC ("Summit") and are entitled to appoint all the directors of Summit. Summit is the sole member of Summit Midstream Partners Holdings, LLC (''SMPH'') and may be deemed to have indirect beneficial ownership of the 29,703,421 common units held by SMPH in addition to the 151,160 common units held directly. Accordingly, ECP and the ECP Funds may be deemed to indirectly beneficially own the 29,854,581 common units held by Summit and SMPH but disclaim beneficial ownership except to the extent of their pecuniary interest therein.