Home > Insider Trading > Filing (0001140361-16-064119)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1043219	Annaly Capital Management Inc	NLY	Real Estate Investment Trusts (6798)	223479661

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1318746	Nicholas R Singh	C/O Annaly Capital Management, Inc. 1211 Avenue Of The Americas New York NY 10036	Chief Legal Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-05-06	130,400	$10.85	436,800	No	4	P	Direct
Common Stock	Acquisiton	2016-05-06	5,200	$10.85	21,899	No	4	P	Indirect	By 401(k) Plan

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Indirect	By 401(k) Plan

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Preferred Stock	1,150	Indirect	By 401(k) Plan

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Option to purchase Common Stock	$15.70	2008-05-17	2017-05-17	40,000	40,000	Direct
Common Stock	Option to purchase Common Stock	$16.46	2009-05-08	2018-05-08	53,000	53,000	Direct
Common Stock	Option to purchase Common Stock	$15.61	2009-09-19	2018-09-19	53,000	53,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-05-17	40,000	40,000	Direct
2018-05-08	53,000	53,000	Direct
2018-09-19	53,000	53,000	Direct

Footnotes

Represents the weighted average purchase price of $10.84571, rounded to the nearest hundredth. The highest price at which the shares were purchased was $10.85 and the lowest price at which the shares were purchased was $10.83. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4.
Represents the weighted average purchase price of $10.84813, rounded to the nearest hundredth. The highest price at which the shares were purchased was $10.85 and the lowest price at which the shares were purchased was $10.84. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4.
Options previously granted.