Filing Details
- Accession Number:
- 0001209191-16-118548
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-09 17:43:19
- Reporting Period:
- 2016-05-05
- Filing Date:
- 2016-05-09
- Accepted Time:
- 2016-05-09 17:43:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1357204 | Dunkin' Brands Group Inc. | DNKN | Retail-Eating & Drinking Places (5810) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1381539 | C Paul Carbone | C/O Dunkin' Brands Group, Inc. 130 Royall Street Canton MA 02021 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-05-05 | 319 | $3.02 | 22,912 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-05-05 | 319 | $47.00 | 22,593 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-05-09 | 5,681 | $3.02 | 28,274 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-05-09 | 5,681 | $47.00 | 22,593 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to Purchase Common Stock | Disposition | 2016-05-05 | 319 | $0.00 | 319 | $3.02 |
Common Stock | Option to Purchase Common Stock | Disposition | 2016-05-09 | 5,681 | $0.00 | 5,681 | $3.02 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,657 | 2020-02-23 | No | 4 | M | Direct | |
6,976 | 2020-02-23 | No | 4 | M | Direct |
Footnotes
- The option vests based upon time (five equal annual installments that began on 2/23/2011) and performance criteria.