Filing Details
- Accession Number:
- 0001543407-16-000113
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-09 16:52:42
- Reporting Period:
- 2016-05-06
- Filing Date:
- 2016-05-09
- Accepted Time:
- 2016-05-09 16:52:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10795 | Becton Dickinson & Co | BDX | Surgical & Medical Instruments & Apparatus (3841) | 220760120 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1621793 | Jr E Thomas Polen | C/O Becton, Dickinson And Company 1 Becton Drive Franklin Lakes NJ 07417 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-05-06 | 5,958 | $72.12 | 11,747 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-05-06 | 2,622 | $163.90 | 9,125 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2016-05-06 | 3,336 | $163.90 | 5,789 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-05-06 | 7,298 | $76.18 | 13,087 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-05-06 | 3,392 | $163.90 | 9,695 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2016-05-06 | 3,906 | $163.90 | 5,789 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2016-05-06 | 5,958 | $0.00 | 5,958 | $72.12 |
| Common Stock | Stock Appreciation Rights | Disposition | 2016-05-06 | 7,298 | $0.00 | 7,298 | $76.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-11-22 | 2021-11-22 | No | 4 | M | Direct |
| 3,652 | 2013-11-20 | 2022-11-20 | No | 4 | M | Direct |
Footnotes
- The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $163.50 through $164.26. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- The stock appreciation rights vest in four annual installments beginning November 22, 2012.
- The stock appreciation rights vest in four annual installments beginning November 20, 2013.
Billionaire Hedge Funds
