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Home > Insider Trading > Filing (0001615774-16-005265)

Filing Details

Accession Number:: 0001615774-16-005265
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-05-09 12:38:58
Reporting Period:: 2016-05-05

Filing Date:: 2016-05-09
Accepted Time:: 2016-05-09 12:38:58
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1464790	B. Riley Financial Inc.	RILY	Services-Business Services, Nec (7389)	270223495

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1574572	J. Phillip Ahn	C/O B. Riley Financial, Inc. 21860 Burbank Blvd., Suite 300 South Woodland Hills CA 91367	Cfo &Coo	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-05-05	4,000	$9.50	38,048	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

Represents shares purchased as part of public offering of common stock by the issuer.