Filing Details
- Accession Number:
- 0001225208-16-032793
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-06 17:14:26
- Reporting Period:
- 2016-05-05
- Filing Date:
- 2016-05-06
- Accepted Time:
- 2016-05-06 17:14:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1099800 | Edwards Lifesciences Corp | EW | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 364316614 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1204551 | A Michael Mussallem | One Edwards Way Irvine CA 92614 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-05-05 | 48,000 | $15.74 | 68,256 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-05-05 | 11,000 | $25.48 | 79,256 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-05-05 | 21,200 | $103.70 | 58,056 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-05-05 | 37,800 | $104.35 | 20,256 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Acquire) | Disposition | 2016-05-05 | 48,000 | $0.00 | 48,000 | $15.74 |
Common Stock | Employee Stock Option (Right to Acquire) | Disposition | 2016-05-05 | 11,000 | $0.00 | 11,000 | $25.48 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-06-07 | 2016-05-06 | No | 4 | M | Direct |
289,000 | 2010-06-13 | 2017-05-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 123,931 | Indirect | 401(k) |
Common Stock | 628,692 | Indirect | By Living Trust |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2015.
- This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the reporting person.
- This transaction was executed in multiple trades at prices ranging from $103.04 to $104.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $104.04 to $104.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Shares represented on the most recent statement of the 401(k) Plan Administrator where a unitized accounting procedure is utilized to convert the equitiy to share equivalents.