Filing Details

Accession Number:
0001144204-16-099558
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-06 15:27:40
Reporting Period:
2016-05-04
Filing Date:
2016-05-06
Accepted Time:
2016-05-06 15:27:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
792130 Datawatch Corp DWCH Services-Prepackaged Software (7372) 020405716
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1296592 Anthony Michael Morrison C/O Datawatch Corporation
4 Crosby Drive
Bedford MA 01730
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-05-04 4,270 $5.37 156,598 No 4 F Direct
Common Stock Disposition 2016-05-04 9,063 $5.32 147,535 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 119,463 Indirect Trustee
Common Stock 15,297 Indirect Spouse
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person in order to cover taxes due in connection with the vesting of restricted stock units.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.82 to $5.40. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.58. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  4. These shares are owned by Merrill Lynch, Trustee f/b/o Michael Morrison Roth IRA.
  5. These shares are owned by Mr. Morrison's wife as custodian for five UTMA accounts. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  6. This amount includes 192 shares owned by Mr. Morrison's children held in UTMA accounts which were previously reported as separate holdings.