Filing Details
- Accession Number:
- 0001615774-16-005248
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-06 15:27:16
- Reporting Period:
- 2016-05-05
- Filing Date:
- 2016-05-06
- Accepted Time:
- 2016-05-06 15:27:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1464790 | B. Riley Financial Inc. | RILY | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1342009 | P Robert Agostino D | C/O B. Riley Financial, Inc., 21860 Burbank Blvd. Suite 300 South Woodland Hills CA 91367 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-05-05 | 40,000 | $9.50 | 116,602 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Represents shares purchased as part of public offering of common stock by the issuer.