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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1464790	B. Riley Financial Inc.	RILY	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1207269	R Bryant Riley	C/O B. Riley Financial, Inc., 11100 Santa Monica Blvd., Ste. 800 Los Angeles CA 90025	Chairman And Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-05-05	152,372	$9.50	3,935,278	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	100	Indirect	By B. Riley and Co., LLC 401(k) Profit Sharing Plan
Common Stock	200,000	Indirect	By the Robert Antin Children Irrevocable Trust

Footnotes

Represents stock purchased as part of public offering of common stock by the issuer.
Bryant Riley beneficially owns 3,933,498 shares jointly with his wife and beneficially owns 1,780 shares in custodial accounts for his children.
Held of record by B. Riley and Co., LLC 401(k) Profit Sharing Plan ("Profit Sharing Plan"). Mr. Riley, as Trustee may be deemed to beneficially own the shares held by the Profit Sharing Plan.
Held of record by the Robert Antin Children Irrevocable Trust Dtd 1/1/01 (the "Trust"). Mr. Riley, as Trustee may be deemed to beneficially own the shares held by the Trust.