Filing Details
- Accession Number:
- 0001252869-16-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-06 12:09:17
- Reporting Period:
- 2016-05-04
- Filing Date:
- 2016-05-06
- Accepted Time:
- 2016-05-06 12:09:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
934549 | Acacia Research Corp | ACTG | Patent Owners & Lessors (6794) | 954405754 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1252869 | Iii E. Frank Walsh | 520 Newport Center Dr. 12Th Floor Newport Beach CA 92660 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-05-04 | 10,000 | $4.70 | 45,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-05-04 | 20,000 | $4.65 | 65,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-05-04 | 10,000 | $4.65 | 75,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Acacia Research Corporation Common Stock | Stock Option (Right to Buy) | $4.01 | 2016-10-01 | 2023-04-07 | 70,588 | 70,588 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-04-07 | 70,588 | 70,588 | Direct |
Footnotes
- The opiton shares are exercisable in six equal installments over a three-year term. The first installment vests on 10/1/16.