Filing Details
- Accession Number:
- 0000899243-16-019330
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-05 22:24:26
- Reporting Period:
- 2016-05-03
- Filing Date:
- 2016-05-05
- Accepted Time:
- 2016-05-05 21:24:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1434728 | Global Water Resources Inc. | GWRS | Water Supply (4941) | 900632193 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1673037 | T Trevor Hill | C/O Global Water Resources, Inc. 21410 N 19Th Avenue #220 Phoenix AZ 85027 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-05-03 | 85,526 | $6.25 | 2,125,641 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-05-03 | 91,667 | $0.00 | 2,217,308 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | A | Direct |
Footnotes
- These shares were purchased by the reporting person directly from the underwriter at the public offering price in connection with the initial public offering of the common stock of Global Water Resources, Inc. (the "Company").
- On May 3, 2016, the Company completed its merger (the "Merger") with GWR Global Water Resources Corp. ("GWRC") pursuant to which GWRC merged with and into the Company, with the Company surviving as a Delaware corporation. Holders of GWRC's common shares received one share of the Company's common stock for each then outstanding common share of GWRC. As a result, the reporting person received 91,667 shares of the Company's common stock for the 91,667 common shares of GWRC held by the reporting person prior to the consummation of the Merger.