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Home > Insider Trading > Filing (0001209191-16-117954)

Filing Details

Accession Number:: 0001209191-16-117954
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-05-05 20:26:18
Reporting Period:: 2016-05-04

Filing Date:: 2016-05-05
Accepted Time:: 2016-05-05 20:26:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1044378	Biocept Inc	BIOC	Services-Medical Laboratories (8071)	330757995

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1598736	Claire Reiss	C/O Biocept, Inc. 5810 Nancy Ridge Drive #150 San Diego CA 92121		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-05-04	614,273	$1.00	2,458,016	No	4	P	Indirect	By trusts

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By trusts

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant to Purchase Common Stock	Acquisiton	2016-05-04	429,991	$0.00	429,991	$1.30

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
429,991	2016-05-04	2021-05-04	No	4	P	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	14,012	Indirect	by corporation

Footnotes

Shares were purchased from the issuer in a unit offering, with each unit consisting of one share of Common Stock and one warrant to purchase .70 shares of Common Stock for $1.00 per unit.