Filing Details
- Accession Number:
- 0001628280-16-015753
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-05 19:59:40
- Reporting Period:
- 2016-05-03
- Filing Date:
- 2016-05-05
- Accepted Time:
- 2016-05-05 19:59:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1383871 | Lifelock Inc. | LOCK | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1321419 | G Chris Power | 60 East Rio Salado Parkway Suite 400 Tempe AZ 85281 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-05-03 | 3,000 | $3.79 | 197,652 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-05-03 | 3,000 | $11.29 | 194,652 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-05-04 | 3,000 | $3.79 | 197,652 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-05-04 | 3,000 | $11.04 | 194,652 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | Disposition | 2016-05-03 | 3,000 | $0.00 | 3,000 | $3.79 |
| Common Stock | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | Disposition | 2016-05-04 | 3,000 | $0.00 | 3,000 | $3.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 161,000 | 2021-02-10 | No | 4 | M | Direct | |
| 158,000 | 2021-02-10 | No | 4 | M | Direct |
Footnotes
- The shares were sold pursuant to a 10b5-1 trading plan.
- The sales were effected through multiple transactions at the price of $11.29.
- The sales were effected through multiple transactions at the price of $11.04.
- 25% of the total number of shares underlying this option vested on January 10, 2012. The remaining shares underlying this option vested at a rate of 1/48 of the total number of shares underlying this option on the tenth of each month thereafter for a period of 36 months.
Billionaire Hedge Funds
