Filing Details
- Accession Number:
- 0001209191-16-117888
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-05 18:47:20
- Reporting Period:
- 2016-05-03
- Filing Date:
- 2016-05-05
- Accepted Time:
- 2016-05-05 17:47:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 811596 | Kaiser Aluminum Corp | KALU | Rolling Drawing & Extruding Of Nonferrous Metals (3350) | 943030279 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1551869 | Keith Harvey | C/O Kaiser Aluminum Corp. 27422 Portola Parkway Suite 200 Foothill Ranch CA 92610 | President & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Disposition | 2016-05-03 | 5,797 | $92.36 | 44,735 | No | 4 | S | Direct | |
| Employee Stock Options (Right To Buy) | Acquisiton | 2016-05-04 | 1,202 | $80.01 | 45,937 | No | 4 | M | Direct | |
| Employee Stock Options (Right To Buy) | Disposition | 2016-05-04 | 1,202 | $90.71 | 44,735 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Employee Stock Options (Right to Buy) | Disposition | 2016-05-04 | 1,202 | $0.00 | 1,202 | $80.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-04-03 | No | 4 | M | Direct |
Footnotes
- Represents the sale of 5,797 shares in multiple transactions, ranging from $91.7000 to $92.8700 per share, resulting in a weighted average sale price of $92.3588 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.
- The acquisition of 5,107 shares was inadvertently reported as a grant of restricted stock on the reporting person's prior Form 4. Such shares were acquired pursuant to a grant of restricted stock units. These restricted stock units have the same vesting terms as previously reported.
- Stock option award granted on April 3, 2007 for 1,202 shares of common stock, with one-third of such options vested on each of the first, second and third anniversaries of the grant date.
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