Filing Details
- Accession Number:
- 0001045309-16-000197
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-05 18:18:52
- Reporting Period:
- 2016-05-03
- Filing Date:
- 2016-05-05
- Accepted Time:
- 2016-05-05 17:18:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1045309 | W R Grace & Co | GRA | Chemicals & Allied Products (2800) | 650773649 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1325901 | A Mark Shelnitz | C/O W. R. Grace &Amp; Co. 7500 Grace Drive Columbia MD 21044 | Vp, Gc And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2016-05-03 | 17,405 | $34.03 | 72,360 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2016-05-03 | 15,353 | $76.71 | 57,007 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2016-05-03 | 2,052 | $77.69 | 54,955 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2016-05-04 | 17,405 | $34.03 | 72,360 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2016-05-04 | 17,405 | $76.52 | 54,955 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (rights to buy) | Disposition | 2016-05-03 | 17,405 | $0.00 | 17,405 | $34.03 |
| Common Stock | Employee Stock Options (rights to buy) | Disposition | 2016-05-04 | 17,405 | $0.00 | 17,405 | $34.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 17,405 | 2016-05-05 | No | 4 | M | Direct | |
| 0 | 2016-05-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | 11,700 | Indirect | By Trust |
| Common Stock, Par Value $0.01 Per Share | 11,700 | Indirect | By Trust |
| Common Stock, Par Value $0.01 Per Share | 11,700 | Indirect | By Trust |
| Common Stock, Par Value $0.01 Per Share | 11,700 | Indirect | By Trust |
| Common Stock, Par Value $0.01 Per Share | 11,700 | Indirect | By Trust |
Footnotes
- Each share of Common Stock also represents one Preferred Stock Purchase Right. Each such Right entitles the holder to purchase Preferred Stock or other securities or property upon the occurrence of certain events and subject to certain conditions.
- Includes 11,700.1544 shares of common stock beneficially owned by Mr. Shelnitz that will settle upon his termination of service.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.3375 to $77.3350, inclusive. The reporting person undertakes to provide W. R. Grace & Co, any security holder of W. R. Grace & Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.3650 to $77.8200, inclusive. The reporting person undertakes to provide W. R. Grace & Co, any security holder of W. R. Grace & Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.0500 to $76.8550, inclusive. The reporting person undertakes to provide W. R. Grace & Co, any security holder of W. R. Grace & Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Options became exercisable in three substantially equal annual installments beginning on May 4, 2012.
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