Filing Details

Accession Number:
0001209191-16-117770
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-05 16:11:16
Reporting Period:
2016-05-04
Filing Date:
2016-05-05
Accepted Time:
2016-05-05 16:11:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1015155 Charles & Colvard Ltd CTHR Jewelry, Silverware & Plated Ware (3910) 561928817
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1182567 I Neal Goldman C/O Charles &Amp; Colvard, Ltd.
170 Southport Drive
Morrisville NC 27560
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-04 25,000 $1.20 95,000 No 4 P Indirect By Neal Goldman IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Neal Goldman IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 167,407 Direct
Common Stock 250,000 Indirect By Goldman Partners, LP
Footnotes
  1. Mr. Goldman is a partner with Goldman Partners, LP. Mr. Goldman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.