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Home > Insider Trading > Filing (0001051741-16-000344)

Filing Details

Accession Number:: 0001051741-16-000344
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-05-05 16:02:13
Reporting Period:: 2016-05-04

Filing Date:: 2016-05-05
Accepted Time:: 2016-05-05 16:02:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1051741	First Niagara Financial Group Inc	FNFG	National Commercial Banks (6021)	161545669

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1496282	R Mark Rendulic	726 Exchange Street Suite 618 Buffalo NY 14210	Evp, Retail Banking	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-05-04	35,000	$10.17	130,908	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Series B Nonconvertible Preferred Stock	1,000	Direct
Common Stock	897	Indirect	By ESOP
Common Stock	10,349	Indirect	By 401k

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Non-qualified Stock Option (Right to Buy)	$13.79	2012-01-24	2021-01-24	19,536	19,536	Direct
Common Stock	Non-qualified Stock Option (Right to Buy)	$8.86	2014-03-28	2023-03-28	17,550	17,550	Direct
Common Stock	Non-qualified Stock Option (Right to Buy)	$9.27	2015-03-28	2024-03-28	30,924	30,924	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-01-24	19,536	19,536	Direct
2023-03-28	17,550	17,550	Direct
2024-03-28	30,924	30,924	Direct