Home > Insider Trading > Filing (0001209191-16-117638)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
807863	Mitek Systems Inc	MITK	Computer Peripheral Equipment, Nec (3577)	870418827

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1590840	E Michael Diamond	8911 Balboa Avenue Suite B San Diego CA 92123		No	No	No	Yes

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-05-02	76,007	$3.89	241,892	No	4	M	Direct
Common Stock	Acquisiton	2016-05-02	9,591	$2.66	251,483	No	4	M	Direct
Common Stock	Acquisiton	2016-05-02	84,409	$3.89	335,892	No	4	M	Direct
Common Stock	Disposition	2016-05-02	76,007	$8.02	259,885	No	4	S	Direct
Common Stock	Disposition	2016-05-02	94,000	$8.08	165,885	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2016-05-02	76,007	$3.89	76,007	$3.89
Common Stock	Stock Option (Right to Buy)	Disposition	2016-05-02	9,591	$2.66	9,591	$2.66
Common Stock	Stock Option (Right to Buy)	Disposition	2016-05-02	84,409	$3.89	84,409	$3.89

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
258,993	2013-06-29	2022-06-29	No	4	M	Direct
249,402	2015-11-05	2024-11-05	No	4	M	Direct
164,993	2013-06-29	2022-06-29	No	4	M	Direct

Footnotes

The reporting person sold the shares in connection with a financial diversification plan, which shares represented 15.17% of the reporting person's holdings.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.96 - $8.17, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2.
The reporting person sold the shares in connection with a financial diversification plan, which shares represented 18.76% of the reporting person's holdings. The sales of common stock reported under footnote 3 in this Form 4 were made pursuant to a 10b5-1 trading plan adopted by the reporting person on March 16, 2016.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.92 - $8.235, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2.