Filing Details
- Accession Number:
- 0001209191-16-117637
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-04 21:36:54
- Reporting Period:
- 2016-05-02
- Filing Date:
- 2016-05-04
- Accepted Time:
- 2016-05-04 21:36:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
807863 | Mitek Systems Inc | MITK | Computer Peripheral Equipment, Nec (3577) | 870418827 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1212148 | B James Debello | 8911 Balboa Avenue Suite B San Diego CA 92123 | President & Ceo & Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-05-02 | 89,247 | $1.10 | 803,789 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-05-02 | 59,091 | $1.10 | 862,880 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-05-02 | 59,091 | $8.11 | 803,789 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2016-05-02 | 89,247 | $1.10 | 89,247 | $1.10 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2016-05-02 | 59,091 | $1.10 | 59,091 | $1.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,090,921 | 2009-07-10 | 2016-07-10 | No | 4 | M | Direct |
1,031,830 | 2009-07-10 | 2016-07-10 | No | 4 | M | Direct |
Footnotes
- Mr. DeBello purchased and holds 89,247 shares pursuant to exercising a 2006 option grant. In addition Mr. DeBello exercised and sold 59,091 shares to cover taxes and associated costs pursuant to a 2006 option grant due to expire this year. The sales of common stock reported in this Form 4 were made pursuant to a 10b5-1 trading plan adopted by the reporting person on March 16, 2016 (the "Trading Plan"). Pursuant to the Trading Plan, Mr. DeBello, may sell, on a periodic basis, vested stock options that would otherwise expire on July 10, 2016.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.92 - $8.2950, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2.