Filing Details
- Accession Number:
- 0000014272-16-000405
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-04 17:28:43
- Reporting Period:
- 2016-05-02
- Filing Date:
- 2016-05-04
- Accepted Time:
- 2016-05-04 17:28:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
14272 | Bristol Myers Squibb Co | BMY | Pharmaceutical Preparations (2834) | 220790350 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1208099 | Lamberto Andreotti | Bristol-Myers Squibb Company 345 Park Avenue New York NY 10154 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.10 Par Value | Acquisiton | 2016-05-02 | 100,000 | $24.74 | 536,794 | No | 4 | M | Direct | |
Common Stock, $0.10 Par Value | Acquisiton | 2016-05-02 | 134,720 | $27.01 | 671,514 | No | 4 | M | Direct | |
Common Stock, $0.10 Par Value | Disposition | 2016-05-02 | 100,000 | $71.89 | 571,514 | No | 4 | S | Direct | |
Common Stock, $0.10 Par Value | Disposition | 2016-05-02 | 134,720 | $71.87 | 436,794 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $0.10 Par Value | Option (right to buy) | Disposition | 2016-05-02 | 100,000 | $0.00 | 100,000 | $24.74 |
Common Stock, $0.10 Par Value | Option (right to buy) | Disposition | 2016-05-02 | 134,720 | $0.00 | 134,720 | $27.01 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-11-30 | No | 4 | M | Direct | |
100,000 | 2017-03-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.10 Par Value | 100,000 | Indirect | 2015 Trust |
Footnotes
- A portion of these shares were sold to cover exercise price and taxes in accordance with broker's procedure for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $71.59 to $72.13, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- One-third of the stock option award vested on each of the third, fourth, and fifth anniversaries of the grant date, which was December 1, 2006.
- Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 6, 2007.