Filing Details

Accession Number:
0001140361-16-063389
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-04 16:50:53
Reporting Period:
2016-05-02
Filing Date:
2016-05-04
Accepted Time:
2016-05-04 16:50:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1060822 Carters Inc CRI Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) 133912933
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1454329 F. Richard Westenberger 3438 Peachtree Road Ne
Suite 1800
Atlanta GA 30326
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-02 4,000 $28.04 54,964 No 4 M Direct
Common Stock Disposition 2016-05-02 4,000 $107.44 50,964 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Purchase) Disposition 2016-05-02 4,000 $0.00 4,000 $28.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,500 2020-02-16 No 4 M Direct
Footnotes
  1. Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
  2. This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $107.30 to $107.54, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  3. These options are all exercisable.