Filing Details

Accession Number:
0001209191-16-117381
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-04 16:22:25
Reporting Period:
2016-05-02
Filing Date:
2016-05-04
Accepted Time:
2016-05-04 16:22:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1357204 Dunkin' Brands Group Inc. DNKN () IL
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1012681 H John Costello C/O Dunkin' Brands Group, Inc.
130 Royall Street
Canton MA 02021
President, Global Mktg & Innov No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-02 8,757 $7.31 41,210 No 4 M Direct
Common Stock Acquisiton 2016-05-02 25,000 $25.18 66,210 No 4 M Direct
Common Stock Acquisiton 2016-05-02 19,000 $37.26 85,210 No 4 M Direct
Common Stock Disposition 2016-05-02 52,757 $46.63 32,453 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to Purchase Common Stock Disposition 2016-05-02 2,627 $0.00 2,627 $7.31
Common Stock Option to Purchase Common Stock Disposition 2016-05-02 6,130 $0.00 6,130 $7.31
Common Stock Option to Purchase Common Stock Disposition 2016-05-02 25,000 $0.00 25,000 $25.18
Common Stock Option to Purchase Common Stock Disposition 2016-05-02 19,000 $0.00 19,000 $37.26
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-03-09 No 4 M Direct
0 2021-03-09 No 4 M Direct
0 2021-12-11 No 4 M Direct
19,000 2023-02-12 No 4 M Direct
Footnotes
  1. On 03/09/2011, the reporting person was granted an option to purchase 13,134 shares of Common Stock. The option vests based upon time criteria (five equal annual installments that began on 03/09/2012).
  2. On 03/09/2011, the reporting person was granted an option to purchase 30,647 shares of Common Stock. The option vests based upon time (five equal annual installments that began on 03/09/2012) and performance criteria.
  3. On 12/11/2011, the reporting person was granted an option to purchase 100,000 shares of common stock. The options vests based upon time criteria (four equal annual installments that began on 12/12/2012).
  4. On 02/12/2013, the reporting person was granted an option to purchase 76,000 shares of common stock. The options vests based upon time criteria (four equal annual installments that began on 02/12/2014).