Filing Details
- Accession Number:
- 0001127602-16-051110
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-04 16:13:19
- Reporting Period:
- 2016-05-02
- Filing Date:
- 2016-05-04
- Accepted Time:
- 2016-05-04 16:13:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1156039 | Anthem Inc. | ANTM | Hospital & Medical Service Plans (6324) | 352145715 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1203671 | M Gloria Mccarthy | 120 Monument Circle Indianapolis IN 46204 | Evp & Chief Administrative Off | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-05-02 | 2,182 | $61.88 | 48,477 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-05-02 | 2,604 | $77.50 | 51,081 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-05-02 | 3,286 | $140.77 | 47,795 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-05-02 | 1,500 | $141.58 | 46,295 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-05-02 | 2,182 | $0.00 | 2,182 | $61.88 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-05-02 | 2,604 | $0.00 | 2,604 | $77.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-03-01 | No | 4 | M | Direct | |
2,958 | 2020-06-03 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016.
- This transaction was executed in multiple trades at prices ranging from $140.33 to $141.32. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide uponrequest to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $141.37 to $141.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide uponrequest to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option, representing a right to purchase a total of 20,904 shares, became exercisable in six semi-annual installments of 3,484 shares each beginning on September 1, 2013, which was the six-month anniversary of the date on which the option was granted.
- The option, representing a right to purchase a total of 5,562 shares, became exercisable in six semi-annual installments of 927 shares each beginning on December 3, 2013, which was the six-month anniversary of the date on which the option was granted.