Filing Details
- Accession Number:
- 0001091667-16-000491
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-03 17:18:56
- Reporting Period:
- 2016-05-02
- Filing Date:
- 2016-05-03
- Accepted Time:
- 2016-05-03 17:18:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1091667 | Charter Communications Inc. | CHTR | Cable & Other Pay Television Services (4841) | 431857213 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1546356 | Jonathan Hargis | C/O Charter Communications, Inc. 400 Atlantic Street Stamford CT 06901 | Evp/Chief Marketing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-05-02 | 4,000 | $61.87 | 13,011 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2016-05-02 | 4,000 | $214.67 | 9,011 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2016-05-02 | 2,350 | $215.42 | 6,661 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Time-Vesting Stock Options | Disposition | 2016-05-02 | 4,000 | $0.00 | 4,000 | $61.87 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,000 | 2022-04-09 | No | 4 | M | Direct |
Footnotes
- Exercise of portion of vested time-vesting stock options granted on April 9, 2012 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan.
- Sale of stock options reported as exercised.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $215.411 to $215.47, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The option, representing a right to purchase a total of 33,334 shares, became exercisable in four equal annual installments beginning on April 9, 2013, which was the first anniversary of the date on which the option was granted.