Filing Details
- Accession Number:
- 0000091142-16-000098
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-03 15:25:24
- Reporting Period:
- 2016-05-02
- Filing Date:
- 2016-05-03
- Accepted Time:
- 2016-05-03 15:25:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91142 | Smith A O Corp | AOS | Household Appliances (3630) | 390619790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1566652 | Wei Ding | A. O. Smith (China) Water Heater Co. Ltd 336 Yao Xin Avenue Nanjing F3 210038 | Pres. Aoscic; Manager Aoscwhc | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-05-02 | 1,533 | $34.92 | 6,182 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-05-02 | 2,000 | $46.47 | 8,182 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-05-02 | 3,533 | $78.13 | 4,649 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-05-02 | 4,649 | $78.19 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2016-05-02 | 1,533 | $0.00 | 1,533 | $34.92 |
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2016-05-02 | 2,000 | $0.00 | 2,000 | $46.47 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
21,660 | 2023-02-11 | No | 4 | M | Direct | |
19,660 | 2024-02-10 | No | 4 | M | Direct |
Footnotes
- The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/11/2014.
- The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/10/2015.