Filing Details
- Accession Number:
- 0000704051-16-000136
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-03 13:49:05
- Reporting Period:
- 2016-05-02
- Filing Date:
- 2016-05-03
- Accepted Time:
- 2016-05-03 13:49:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
704051 | Legg Mason Inc. | LM | Investment Advice (6282) | 521200960 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1638183 | Ursula Schliessler | 100 International Drive Baltimore MD 21202 | Evp & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-05-02 | 1,257 | $31.65 | 11,394 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-05-02 | 402 | $31.80 | 10,992 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Represents shares sold to satisfy tax obligations in connection with vesting of restricted stock units.