Filing Details

Accession Number:
0001191458-16-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-02 17:16:51
Reporting Period:
2016-04-29
Filing Date:
2016-05-02
Accepted Time:
2016-05-02 17:16:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
820318 Ii-Vi Inc IIVI Optical Instruments & Lenses (3827) 251214948
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191458 J Francis Kramer C/O Ii-Vi Incorporated
375 Saxonburg Blvd
Saxonburg PA 16056
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-04-29 18,000 $10.37 556,577 No 4 M Direct
Common Stock Acquisiton 2016-04-29 8,300 $10.54 564,877 No 4 M Direct
Common Stock Disposition 2016-04-29 26,300 $20.79 538,577 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to buy) Disposition 2016-04-29 18,000 $0.00 18,000 $10.37
Common Stock Option (Right to buy) Disposition 2016-04-29 8,300 $0.00 8,300 $10.54
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-08-12 No 4 M Direct
0 2016-08-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 285,401 Indirect By Spousal Limited Access Trust
Footnotes
  1. Represents the weighted average of multiple sales transactions ranging in price from $20.61 to $20.97. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
  2. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  3. This option was previously reported as covering 9,000 shares at an exercise price of $20.73 per share, but was adjusted to reflect the stock split that occurred on or about June 27, 2011.
  4. The option vested in 5 equal annual installments beginning on August 12, 2007.
  5. This option was previously reported as covering 4,150 shares at an exercise price of $21.07 per share, but was adjusted to reflect the stock split that occurred on or about June 27, 2011.
  6. The option vested in 5 equal annual installments beginning on August 31, 2007.