Filing Details
- Accession Number:
- 0001466258-16-000411
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-02 16:06:42
- Reporting Period:
- 2016-04-28
- Filing Date:
- 2016-05-02
- Accepted Time:
- 2016-05-02 16:06:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1466258 | Ingersoll-Rand Plc | IR | Auto Controls For Regulating Residential & Comml Environments (3822) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1655894 | A Keith Sultana | C/O Ingersoll-Rand Company 800-E Beaty Street Davidson NC 28036 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2016-04-28 | 2,008 | $41.91 | 12,752 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2016-04-28 | 2,008 | $66.07 | 10,744 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2016-04-28 | 3,117 | $66.10 | 7,627 | No | 4 | S | Direct | |
Ordinary Shares | Acquisiton | 2016-04-28 | 2,296 | $65.33 | 13,115 | No | 4 | I | Indirect | By Plan Trustee |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | I | Indirect | By Plan Trustee |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Stock Option (Right to Buy) | Acquisiton | 2016-04-28 | 2,008 | $0.00 | 2,008 | $41.91 |
Ordinary Shares | Phantom Stock Units | Acquisiton | 2016-04-28 | 1,790 | $65.33 | 1,790 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2023-02-21 | No | 4 | M | Direct | |
3,469 | No | 4 | I | Indirect |
Footnotes
- This transaction was executed in multiple trades ranging from $66.06 to $66.08 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades ranging from $66.09 to $66.11 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- Latest available information provided by the trustee of the Ingersoll-Rand Employee Savings Plan.
- The stock option vests in three (3) equal annual installments beginning on February 22, 2014.
- These Phantom Stock Units are to be settled in cash equal to the fair market value of ordinary shares multiplied by the number of phantom stock units held upon the reporting person's termination of employment with the issuer.