Filing Details
- Accession Number:
- 0000091142-16-000097
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-02 10:48:04
- Reporting Period:
- 2016-04-29
- Filing Date:
- 2016-05-02
- Accepted Time:
- 2016-05-02 10:48:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 91142 | Smith A O Corp | AOS | Household Appliances (3630) | 390619790 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1507959 | J Robert Heideman | A. O. Smith Corporate Technology Center 12100 West Park Place Milwaukee WI 53224 | Senior Vp & Chief Tech Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-04-29 | 12,000 | $22.99 | 23,806 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-04-29 | 12,000 | $76.93 | 11,806 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2016-04-29 | 12,000 | $0.00 | 12,000 | $22.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 31,910 | 2022-02-13 | No | 4 | M | Direct |
Footnotes
- The employee stock options were granted on 02/13/2012, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2013.
Billionaire Hedge Funds
