Filing Details
- Accession Number:
- 0001225208-16-032013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-29 17:03:41
- Reporting Period:
- 2016-04-28
- Filing Date:
- 2016-04-29
- Accepted Time:
- 2016-04-29 17:03:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101829 | United Technologies Corp | UTX | Aircraft Engines & Engine Parts (3724) | 060570975 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1631473 | L. David Gitlin | 10 Farm Springs Road Farmington CT 06032 | Pres., Utc Aerospace Systems | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-04-28 | 8,500 | $71.63 | 15,086 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-04-28 | 7,350 | $54.95 | 22,436 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-04-28 | 3,300 | $75.21 | 25,736 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-04-28 | 7,091 | $104.22 | 18,645 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-04-28 | 12,059 | $104.55 | 6,586 | No | 4 | D | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | D | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2016-04-28 | 3,300 | $0.00 | 3,300 | $75.21 |
| Common Stock | Stock Appreciation Right | Disposition | 2016-04-28 | 7,350 | $0.00 | 7,350 | $54.95 |
| Common Stock | Stock Appreciation Right | Disposition | 2016-04-28 | 8,500 | $0.00 | 8,500 | $71.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-01-02 | 2018-01-01 | No | 4 | M | Direct |
| 0 | 2012-01-02 | 2019-01-01 | No | 4 | M | Direct |
| 0 | 2013-01-04 | 2020-01-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,593 | Indirect | By Savings Plan Trustee |
Billionaire Hedge Funds
