Filing Details

Accession Number:
0001127602-16-050292
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-04-29 16:31:51
Reporting Period:
2016-04-27
Filing Date:
2016-04-29
Accepted Time:
2016-04-29 16:31:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
310142 Sensient Technologies Corp SXT Industrial Organic Chemicals (2860) 390561070
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1199084 J Stephen Rolfs 777 East Wisconsin Avenue
Milwaukee WI 53202
Senior Vp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-04-27 2,125 $24.15 111,356 No 4 M Direct
Common Stock Disposition 2016-04-27 915 $67.83 110,441 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2016-04-27 2,125 $0.00 2,125 $24.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-12-07 2016-12-07 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,161 Indirect ESOP
Common Stock 1,746 Indirect Savings Plan
Common Stock 1,174 Indirect Supplemental Benefit Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance Stock Unit $0.00 8,600 8,600 Direct
Common Stock Performance Stock Unit $0.00 15,200 15,200 Direct
Common Stock Performance Stock Unit $0.00 13,900 13,900 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
8,600 8,600 Direct
15,200 15,200 Direct
13,900 13,900 Direct
Footnotes
  1. Exercise of in-the-money stock option that would otherwise expire on 12/7/2016, exempt from Section 16(b) by virtue of Rule 16b-6(b) and Rule 16b-3(d) and (e).
  2. Includes shares of restricted stock held under Issuer's 2007 Stock Plan.
  3. This amount represents the weighted average sale price for the transactions reported on this line. The actual sale prices ranged from $67.77 to $67.97. The reporting person hereby agrees to provide, upon request by the SEC staff, by the Issuer, or by any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  4. Represents shares held in Issuer's ESOP as of the end of the month immediately preceding this filing.
  5. Represents shares held in Issuer's Savings Plan as of the end of the month immediately preceding this filing.
  6. Represents shares held in Issuer's Supplemental Benefit Plan as of the end of the month immediately preceding this filing.
  7. Original option grant vests in three equal annual installments beginning on the date listed in the "Date Exercisable" column.
  8. Each performance stock unit represents a contingent right to receive one share of Issuer's Common Stock.
  9. Represents grant of performance stock units under Issuer's 2007 Stock Plan. The number of shares reflected is at the target award amount. The award is eligible to vest at 45% of the target award amount based upon the Issuer's achievement of certain performance criteria based on EBIT growth and return on invested capital during a two year performance period. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the actual number of shares earned will vest on the third anniversary of the original grant date.
  10. Represents grant of performance stock units under Issuer's 2007 Stock Plan. The award is eligible to vest following a three year performance period (from January 1, 2015 through December 31, 2017) as follows: (1) 70% of the award is eligible to vest upon achievement of certain performance criteria based on EBIT growth, and (2) 30% of the award is eligible to vest upon achievement of certain performance criteria based on return on invested capital. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the actual number of shares earned will be determined and vest following the three year performance period. The number of shares reflected is at the target award amount. No performance stock units will vest below a minimum level of performance. At or above the minimum level of performance, the actual number of shares earned may range from 0% to 150% of the target award amount.
  11. Represents grant of performance stock units under Issuer's 2007 Stock Plan. The award is eligible to vest following a three year performance period (from January 1, 2016 through December 31, 2018) as follows: (1) 70% of the award is eligible to vest upon achievement of certain performance criteria based on EBIT growth, and (2) 30% of the award is eligible to vest upon achievement of certain performance criteria based on return on invested capital. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the actual number of shares earned will be determined and vest following the three year performance period. The number of shares reflected is at the target award amount. No performance stock units will vest below a minimum level of performance. At or above the minimum level of performance, the actual number of shares earned may range from 0% to 150% of the target award amount.