Filing Details
- Accession Number:
- 0001603582-16-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-26 21:21:56
- Reporting Period:
- 2016-04-25
- Filing Date:
- 2016-04-26
- Accepted Time:
- 2016-04-26 21:21:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1579910 | Resonant Inc | RESN | Semiconductors & Related Devices (3674) | 454320930 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1603582 | B George Holmes | C/O Resonant Inc. 110 Castilian Drive, Suite 100 Goleta CA 93117 | Pres/Chief Commercial Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-04-25 | 8,300 | $2.99 | 35,300 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-04-25 | 7,917 | $0.00 | 43,217 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrants (Right to Buy) | Acquisiton | 2016-04-25 | 8,300 | $2.99 | 8,300 | $2.86 |
Common Stock | Restricted Stock Units | Acquisiton | 2016-04-25 | 55,420 | $0.00 | 55,420 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,300 | 2016-10-25 | 2019-04-25 | No | 4 | P | Direct |
55,420 | No | 4 | A | Direct |
Footnotes
- The reported securities are included within the units purchased by the reporting person for $2.985 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock.
- Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
- 7,917 shares will vest on each of July 1, 2016, October 1, 2016 and January 1, 2017, and 2,639 shares will vest on the first business day of each subsequent calendar quarter, commencing April 1, 2017, until fully vested.