Filing Details

Accession Number:
0001607240-16-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-04-26 20:43:42
Reporting Period:
2016-04-25
Filing Date:
2016-04-26
Accepted Time:
2016-04-26 20:43:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1579910 Resonant Inc RESN Semiconductors & Related Devices (3674) 454320930
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1607240 Neal Fenzi C/O Resonant Inc.
110 Castilian Drive, Suite 100
Goleta CA 93117
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-04-25 5,000 $2.99 377,717 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrants (Right to Buy) Acquisiton 2016-04-25 5,000 $2.99 5,000 $2.86
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,000 2016-10-25 2019-04-25 No 4 P Direct
Footnotes
  1. The reported securities are included within the units purchased by the reporting person for $2.985 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock.