Filing Details
- Accession Number:
- 0001104659-16-114356
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-26 20:33:44
- Reporting Period:
- 2016-04-25
- Filing Date:
- 2016-04-26
- Accepted Time:
- 2016-04-26 20:33:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1579910 | Resonant Inc | RESN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1227104 | A Peter Appel | 3505 Main Lodge Drive Coconut Grove FL 33133 | No | No | Yes | No | |
| 1608714 | Lone Wolf Holdings, Llc | 3505 Main Lodge Drive Coconut Grove FL 33133 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-04-25 | 335,000 | $2.99 | 335,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrants (Right to Buy) | Acquisiton | 2016-04-25 | 335,000 | $2.99 | 335,000 | $2.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 335,000 | 2016-10-25 | 2019-04-25 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,260,094 | Indirect | By Lone Wolf Holdings, LLC |
Footnotes
- The reported securities are included within the units purchased by the reporting person for $2.985 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock.
- Peter Appel is the sole member of Lone Wolf Holdings, LLC and may be deemed to beneficially own the securities identified above.
Billionaire Hedge Funds
