Filing Details
- Accession Number:
- 0000743367-16-000128
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-26 10:59:45
- Reporting Period:
- 2016-04-25
- Filing Date:
- 2016-04-26
- Accepted Time:
- 2016-04-26 10:59:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 743367 | Bar Harbor Bankshares | BHB | State Commercial Banks (6022) | 010393663 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1242195 | W Gregory Dalton | 82 Main Street Po Box 400 Bar Harbor ME 04609-0400 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-04-25 | 178 | $0.00 | 6,733 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2016-04-25 | 265 | $0.00 | 6,998 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-04-25 | 1,340 | $0.00 | 8,338 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-04-25 | 856 | $0.00 | 7,482 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units (RSUs) | Disposition | 2016-04-25 | 265 | $0.00 | 265 | $0.00 |
| Common Stock | Restricted Stock Units (RSUs) | Disposition | 2016-04-25 | 1,340 | $0.00 | 1,340 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 528 | 2016-04-22 | 2016-04-22 | No | 4 | M | Direct |
| 0 | 2016-04-22 | 2016-04-22 | No | 4 | M | Direct |
Footnotes
- These shares were acquired through regularly scheduled salary deferral and dividend reinvestment in the Bar Harbor Bankshares 401(k) Plan f/b/o Gregory W. Dalton.
- Upon vesting, each restricted stock unit was converted into one share of BHB Common Stock.
- These shares were withheld to satisfy the executive's tax liability associated with the vesting of restricted stock units. This was not an open market sale of securities.
- Each restricted stock unit represents a contingent right to receive one share of BHB Common Stock.
- The amount entered in Column 9 represents the number of restricted stock units remaining in the 2015 - 2017 Long Term Incentive Plan (Plan C) for this executive.
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