Filing Details
- Accession Number:
- 0000899243-16-018437
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-22 18:47:30
- Reporting Period:
- 2016-04-20
- Filing Date:
- 2016-04-22
- Accepted Time:
- 2016-04-22 18:47:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1610532 | Hortonworks Inc. | HDP | Services-Prepackaged Software (7372) | 371634325 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1626708 | Herbert Cunitz | C/O Hortonworks, Inc. 5470 Great America Parkway Santa Clara CA 95054 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-04-20 | 7,000 | $11.91 | 109,830 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-04-21 | 6,972 | $12.34 | 102,858 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 230,900 | Indirect | See Footnote |
| Common Stock | 230,900 | Indirect | See Footnote |
| Common Stock | 858,593 | Indirect | See Footnote |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2015.
- Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $11.76 to $12.10 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $12.04 to $12.50 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- Herbert D. Cunitz and Laura J. Cunitz, Trustees of the Cunitz 2014 Irrevocable Trust fbo Jaclyn L. Cunitz.
- Herbert D. Cunitz and Laura J. Cunitz, Trustees of the Cunitz 2014 Irrevocable Trust fbo Graham M. Cunitz.
- Herbert D. Cunitz and Laura J. Cunitz, Trustees of the Herbert D. Cunitz Trust dated March 17, 2000.
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