Filing Details
- Accession Number:
- 0001209191-16-115348
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-22 17:00:29
- Reporting Period:
- 2016-04-20
- Filing Date:
- 2016-04-22
- Accepted Time:
- 2016-04-22 17:00:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1449278 | Tubemogul Inc | TUBE | Services-Prepackaged Software (7372) | 510633881 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1597755 | Patricia Nakache | 2480 Sand Hill Road, Suite 200 Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-04-20 | 522 | $13.41 | 0 | No | 4 | S | Indirect | By Gordon/Nakache Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Gordon/Nakache Family Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,968,249 | Indirect | By Trinity Ventures X, L.P. |
Common Stock | 48,044 | Indirect | By Trinity X Entrepreneurs' Fund, L.P. |
Common Stock | 28,134 | Indirect | By Trinity X Side-By-Side Fund, L.P. |
Common Stock | 2,922 | Indirect | By Trinity TVL X, LLC |
Common Stock | 0 | Indirect | By Trinity TVL X, LLC |
Common Stock | 2,528 | Indirect | By TVL Management Corporation |
Footnotes
- Trinity TVL X, LLC is the general partner of Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. and has sole voting and investment power with respect to the shares held by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P.
- Ms. Nakache is a management member of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Ms. Nakache serves as an officer of Trinity TVL Management Corporation. Ms. Nakache disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of her pecuniary interest therein.
- The shares are held by Trinity TVL Management Corporation.
- The sales were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on September 14, 2015.
- The shares are held by the Gordon/Nakache Family Trust (the "Nakache Family Trust"). Ms. Nakache is a trustee of the Nakache Family Trust. Ms. Nakache disclaims beneficial ownership of the shares held by the Nakache Family Trust except to the extent of her proportionate pecuniary interest therein.