Filing Details
- Accession Number:
- 0000899243-16-018428
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-22 16:11:38
- Reporting Period:
- 2016-04-20
- Filing Date:
- 2016-04-22
- Accepted Time:
- 2016-04-22 16:11:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1659228 | Bats Global Markets Inc. | BATS | Security Brokers, Dealers & Flotation Companies (6211) | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1060749 | Knight Capital Group Llc | C/O Kcg Holdings, Inc. 545 Washington Boulevard Jersey City NJ 07310 | No | No | Yes | No | |
| 1569391 | Kcg Holdings, Inc. | 545 Washington Boulevard Jersey City NJ 07310 | No | No | Yes | No | |
| 1672448 | Knight Capital Holdings Llc | C/O Kcg Holdings, Inc. 545 Washington Boulevard Jersey City NJ 07310 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-04-20 | 379,000 | $0.00 | 15,830,679 | No | 4 | C | Direct | |
| Common Stock | Disposition | 2016-04-20 | 2,596,937 | $19.00 | 13,233,742 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Class B Non-Voting Common Stock | Disposition | 2016-04-20 | 379,000 | $0.00 | 379,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct |
Footnotes
- The Class B Non-Voting Common Stock converted into Common Stock of the Issuer on a 1-for-1 basis and had no expiration date.
- The number of shares has been adjusted to reflect the 1-for-2.91 stock split which was consummated immediately prior to the completion of the Issuer's initial public offering.
Billionaire Hedge Funds
