Filing Details
- Accession Number:
- 0000100493-16-000208
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-22 12:44:28
- Reporting Period:
- 2016-03-17
- Filing Date:
- 2016-04-22
- Accepted Time:
- 2016-04-22 12:44:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
100493 | Tyson Foods Inc | TSN | Poultry Slaughtering And Processing (2015) | 710225165 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1592292 | P Howell Carper | 2200 Don Tyson Parkway Springdale AR 72762 | Evp Strategy And New Ventures | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-03-17 | 129 | $0.00 | 52,783 | No | 4 | J | Direct | |
Class A Common Stock | Acquisiton | 2016-04-20 | 12,100 | $19.36 | 64,883 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2016-04-20 | 24,833 | $31.82 | 89,716 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2016-04-20 | 27,830 | $42.26 | 117,546 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2016-04-20 | 64,763 | $63.77 | 52,783 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2016-04-21 | 301 | $0.00 | 6,319 | No | 4 | J | Indirect | Employee Stock Purchase Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Indirect | Employee Stock Purchase Plan |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2016-04-20 | 12,100 | $19.36 | 12,100 | $19.36 |
Class A Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2016-04-20 | 24,833 | $31.82 | 24,833 | $31.82 |
Class A Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2016-04-20 | 27,830 | $42.26 | 27,830 | $42.26 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-11-26 | 2022-11-26 | No | 4 | M | Direct |
24,833 | 2014-11-22 | 2023-11-22 | No | 4 | M | Direct |
55,660 | 2015-11-21 | 2024-11-21 | No | 4 | M | Direct |
Footnotes
- Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.
- Includes 9,325.762 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2016 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; includes 7,805.220 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and, includes 8,475.039 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.
- On March 22, 2016, the Reporting Person placed an order with his broker to exercise outstanding options to purchase 64,763 shares of the Issuer's Class A Common Stock and sell said shares if the market price decreased to $64.00 per share, which occurred on the transaction date reported herein.
- This is a weighted average price. These shares were sold in multiple transactions on April 20, 2016 at prices ranging from $63.61 to $63.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.