Filing Details
- Accession Number:
- 0001213900-16-012700
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-21 16:56:48
- Reporting Period:
- 2015-11-13
- Filing Date:
- 2016-04-21
- Accepted Time:
- 2016-04-21 16:56:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1506374 | Arabella Exploration Inc. | AXPLF | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1335723 | J Richard Hauser | 509 Pecan Street, Suite 200 Fort Worth TX 76102 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2015-11-13 | 61,000 | $8.31 | 406,928 | No | 4 | P | Indirect | By: Spouse through Hauser Holdings, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By: Spouse through Hauser Holdings, LLC |
Footnotes
- Hauser Holdings, LLC holds the reported securities. Mary Jane Hauser, the Reporting Person's spouse, has sole voting and dispositive power over all securities held by Hauser Holdings LLC. The Reporting Person may be deemed to be the indirect beneficial owner of the reported securities by virtue of his relationship with Mary Jane Hauser. The Reporting Person disclaims beneficial ownership of the reported securities to the extent such beneficial ownership exceeds his pecuniary interests therein